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In this analytical essay, pcij fellow kenneth cardenas takes a closer look at the multibillion-dollar deals...

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Books and Monographs

Strategisches Verhalten bei der Nutzung von Patenten im Standardisierungsverfahren aus der Sicht des europäischen Kartellrechts (Münchner Schriften zum Europäischen und Internationalen Kartellrecht, 31), Staempfli, Bern 2013, XXXVIII + 636

Contributions to Collected Editions, Commentaries, Handbooks and Encyclopaedias

Kapitel Geschmacksmusterrechte, in: Reto M. Hilty, Thomas Jaeger (), Fehlstellungen im Europäischen Immaterialgüterrecht 2018, im Erscheinen.

From Transfer of Technology to Innovation Through Access, in: Hanns Ullrich et al. (), TRIPS plus 20 - From Trade Rules to Market Principles (MPI Studies on Intellectual Property and Competition Law, 25), Springer, Heidelberg; Berlin 2016, 509 - 527. DOI

  • While, in a traditional perception, IP law is all about protection and exclusivity, recent developments such as the strategic use of standard-essential patents (SEPs) present access rather than exclusion as a key driver for innovation. Although standardization generates important benefits to society it does also entail substantial risks such as the abuse of SEPs. From an analysis of important SEP-related practices it becomes evident that they constitute an important context in which a new demand for access to proprietary technology arises. When TRIPS is put to their litmus test, the result is double-edged. On the level of its fundamental provisions TRIPS cannot only accommodate the need for access. With its goal to balance the interests of technology owners and those who urge for a right to use protected technology TRIPS is even in the position to foster fair access. However, specific provisions on access requirements, such as Article 31 TRIPS on compulsory licenses, prove unsatisfactory. Until reform is brought about, the existing set of provisions must be read appropriately.

Der Erb-trust und die neue EU-Erbverordnung, in: Liber Amicorum Makoto Arai, Nomos, Baden-Baden 2015, 535 - 553.

"Wo die Liebe Wohnsitz nimmt" - Schlaglichter auf deutschschweizerische Ehegattenerbfälle in Zeiten der EuErbVO, in: Zwischenbilanz - Festschrift für Dagmar Coester-Waltjen zum 70. Geburtstag, Verlag Ernst und Werner Gieseking, Bielefeld 2015, 619 - 631.

„Stifterwille" im angelsächsischen Recht - Eine vergleichende Betrachtung am Beispiel von family firm trust und unternehmens­ verbundener Stiftung, in: Europäisches Institut für Rechtspsychologie (), Der Stifterwille - Ein Phänomen zwischen Gegenwart und Ewigkeit ( Schriften zur Rechtspsychologie, 14), Stämpfli, Bern 2015, 199 - 228.

  • Event: Der Stifterwille - Ein Phänomen zwischen Gegenwart und Ewigkeit - Symposium 2014 des Europäischen Instituts für Rechtspsychologie, Zürich, 2014-01-17

Der Einsatz von trusts in Vor- und Nacherbschaftskonstellationen – Gedanken zum Zusammenspiel von Haager Trust Übereinkommen und Art. 488 Abs. 2 ZGB, in: Privatrecht als kulturelles Erbe, Liber Amicorum Nedim Peter Vogt, Helbing Lichtenhahn, Basel 2012, 175 - 198 ( Dominique Jakob).

Kapitel Trust, in: Dominique Jakob et al. (), Verein - Stiftung - Trust, Entwicklungen 2010 (, Stämpfli, Bern 2012.

Brennpunkte des Haager Trust Übereinkommens - der Trust vor dem Hintergrund güter- und erbrechtlicher Ansprüche, in: Dominique Jakob (), Stiften und Gestalten - Anforderungen an ein zeitgemässes rechtliches Umfeld, Tagungsband zum 2. Zürcher Stiftungsrechtstag, Helbing Lichtenhahn, Basel 2012, 155 - 176.

  • Event: 2. Zürcher Stiftungsrechtstag, Zürich, 2012-06-15

Art. 12 Rom II-VO – Die kollisionsrechtliche Beurteilung vorvertraglicher Pflichtverletzungen aus europäischer und schweizerischer Sicht, in: Private Law - National - Global - Comparative; Festschrift für Ingeborg Schwenzer zum 60. Geburtstag - Teil 1, Stämpfli, Zürich/Basel 2011, 869 - 893 ( Dominique Jakob).

Kommentierung der Art. 10 - 32 der Verordnung über das auf außervertragliche Schuldverhältnisse anwendbare Recht (Rom II-Verordnung), in: Thomas Rauscher (), Europäisches Zivilprozess- und Kollisionsrecht, Sellier, München 2011, 859 - 1037 ( Dominique Jakob).

Kommentierung der Art. 44 - 76 der Verordnung über die Zuständigkeit, das anwendbare Recht, die Anerkennung und Vollstreckung von Entscheidungen und die Zusammenarbeit in Unterhaltssachen, in: Rolf Geimer, Rolf Schütze (), Internationaler Rechtsverkehr in Zivil- und Handelssachen, Beck, München 2011.

Kommentierung der Art. 196 - 220 ZGB, in: Andrea Büchler, Dominique Jakob (), Kurzkommentar ZGB, Helbing Lichtenhahn, Basel 2011, 473 ( Dominique Jacob).

Das Haager Trust-Übereinkommen und seine Geltungsbeschränkungen - ein Fass der Danaiden?, in: Innovatives Recht - Festschrift für Ivo Schwander, Dike, Zürich 2011, 543 - 562 ( Dominique Jakob).

Trust and estate planning in Switzerland: core implications for real estate and inheritance law, in: Alon Kaplan (), Trusts in Prime Jurisdictions, 3. , Kluwer Law International, London 2010, 393 - 404 ( Dominique Jacob).

Trust und Nachlassplanung in der Schweiz nach der Ratifikation des HTÜ, in: Festschrift für Dieter Reuter zum 70. Geburtstag am 16. Oktober 2010, De Gruyter, Berlin; New York 2010, 141 - 156 ( Dominique Jakob).

Journal Articles

Einheitspatentsystem: Die Kompetenzreichweite des Mediations- und Schiedszentrums, GRUR Int 67, 1 (2018), 1 - 10.

  • Das Übereinkommen über ein einheitliches Patentgericht sieht in Art. 35 ein Mediations- und Schiedszentrum für Patentsachen vor. Dessen Zuständigkeit soll sich jedoch nicht auf die Nichtigerklärung oder Einschränkung eines Patents erstrecken. Der vorliegende Beitrag erörtert die Tragweite dieser Regelung, indem zunächst der Schiedsfähigkeit von Bestandsfragen in Deutschland und der Schweiz nachgegangen wird. Im Anschluss werden die gewonnenen Erkenntnisse für die Auslegung der Zuständigkeitsreichweite des Mediations- und Schiedszentrums fruchtbar gemacht.
  • The EU Unitary Patent package faces delays due to the „Brexit“ and a pending constitutional complaint before the German Constitutional Court. Nonetheless, once the package enters into force, it will have an immense impact on the patent system in Europe. Inter alia, the Agreement on a Unified Patent Court — a core element of the Unitary Patent Package — establishes a patent mediation and arbitration centre. However, according to the agreement the centre may not revoke or limit a patent in mediation or arbitration proceedings. The present paper tries to shed light on the appropriate interpretation of this provision by first taking a look at the question of arbitrability of patent validity issues in Germany and Switzerland. Traditionally, German law has taken a restrictive stance on the arbitrability of patent validity. In recent times, however, a number of scholars have started to opt for arbitrability, with their views ranging from inter partes effect to erga omnes effect regarding the impact of the arbitral award. The middle ground favored by many is a mechanism that can be described as “indirect” erga omnes effect, whereby the arbitral tribunal requires the patent owner to declare the withdrawal or restriction of his patent, resulting eventually in an erga omnes effect. Switzerland — not a member of the Unitary Patent package but an important arbitration venue — is one of the more liberal arbitral jurisdictions on these issues. The prevailing view and practice accepts arbitrability of patent validity issues, granting (at least) indirect erga omnes effect. Based on these insights the paper addresses the centre’s competence (1) to decide with effect inter partes or — directly or indirectly — erga omnes; (2) to rule on the validity of Unitary/European Patents and/or other patents; and (3) to handle patent law matters only or “adjacent” areas (e.g. licensing contracts) as well. Due to the clear wording of Art. 35 para. 2 UPC, the competence of the centre does not extend to patent invalidity actions with erga omnes effect. However, provision 11.2 of the draft Rules of Procedure states that the Court can confirm, upon request by the parties, “the terms of any settlement or arbitral award by consent (…), including a term which obliges the patent owner to limit, surrender or agree to the revocation of a patent or not to assert it against the other party and/or third parties”. Even though the term “arbitral award by consent” leaves room for interpretation, the rule indicates the competence of the centre to decide on validity actions with “indirect” erga omnes effect. A fortiori, this allows for inter partes awards. The article further discusses the possible implications of awards on third parties. Last but not least, several arguments support the centre’s competence to address not only disputes lying entirely within the jurisdiction of the Unified Patent Court but also adjacent matters in case they are sufficiently related to the scope of the Unitary Patent Package.
  • Also published as: Max Planck Institute for Innovation & Competition Discussion Paper No. 9

Unwired Planet v. Huawei: A Seminal SEP/FRAND Decision from the UK, GRUR Int 66, 7 (2017), 569 - 579.

  • With its decision in Unwired Planet (UWP) v. Huawei, Birrs J has not only handed down the first major ruling on SEP/FRAND issues in England but also decided a case that poses a number of questions which are key for this area of the law. Well aware of this, he has drafted a thorough and extensive opinion that is likely to have considerable impact – not only – on the development of EC law. Inter alia, the decision discusses the legal nature of an ETSI FRAND declaration; the question whether “FRAND” is a range or a single set of licensing conditions; the procedural component of FRAND; the existence of a qualified “unFRANDliness”-threshold below which competition law is not triggered; the sequencing of negotiation and litigation over FRAND licences; hard-edged vs. soft-edged discrimination; the role of “Comparables” for calculating FRAND; and the anti-competitiveness of offering a mixed portfolio of SEPs and non-SEPs.
  • Also published at SSRN as Max Planck Institute for Innovation & Competition Research Paper No. 17-07 under the title: Unwired Planet/Huawei: A Seminal SEP/FRAND Decision From the UK

Die internationale Zuständigkeit für Immaterialgüterrechtsverletzungen im Internet nach den EuGH-Entscheidungen Hejduk und Pinckney, GRUR Int 65, 3 (2016), 232 - 236 ( Caroline Kopp).

  • Die Deliktszuständigkeit nach Art. 7 Nr. 2 Brüssel-Ia-VO (Art. 5 Nr. 3 Brüssel-I-VO aF) ist ebenso bedeutsam wie umstritten. Der EuGH hat ihre Anwendung auf Streudelikte in einer Reihe von prominenten Entscheidungen ausgeformt, insbesondere in "Shevill" für Presseerzeugnisse, in "eDate" für Persönlichkeitsverletzungen im Internet und in "Wintersteiger" für Internet-Markenverletzungen. Nunmehr erweitert er diese Rechtsprechungslinie in "Pinckney" und "Hejduk" für internetbezogene Urheberrechtsverletzungen und setzt sich dabei insbesondere mit dem Konzept der Mosaikgerichtsstände und dem einheitlichen Gerichtsstand am Interessensmittelpunkt des Verletzten auseinander. Der Beitrag analysiert diese beiden Entscheidungen, zeigt auf, wo sie eine Rechtsprechungsänderung beinhalten oder Schwächen haben, und macht Vorschläge für die weitere Rechtsentwicklung.
  • The jurisdiction for torts, delicts and quasi-delicts under Art. 7 No. 2 Brussels Ia Regulation (formerly Art. 5 No. 3 Brussel I Regulation) is as debated as it is important. The ECJ has shaped its application to delicts of ubiquitous impact mainly in the rulings "Shevill" (press products), "eDate" (infringements of personality rights by means of the internet) and "Wintersteiger" (internet-based trademark infringements). In its "Pinckney" and "Hejduk" decisions the Court has now applied and modified the set of rules derived from the previous cases with regard to internet based copyright infringements. In particular, the rulings focus on the Shevill rule (jurisdiction only on the damage caused in the respective Member State) and the "eDate rule" (jurisdiction in respect of all damage at the center of the victim’s interests). This contribution shows were Pinckney and Hejduk bring new law, discusses weak spots of the decisions, and proposes alternative solutions.
  • Also published at SSRN as Max Planck Institute for Innovation & Competition Discussion Paper No. 6

The ECJ Rules on Standard-Essential Patents: Thoughts and Issues Post-Huawei, European Competition Law Review 37, 9 (2016), 365 - 375.

  • The beneficial effects of standardization can be jeopardized by unwanted conduct of its participants, for instance where a SEP holder engages in hold-up or a standard implementer in hold-out. In its Huawei decision the ECJ attempts to resolve such situations by defining rules of conduct for FRAND disputes. Although promising, the decision evokes new questions and has left many issues unsolved. Among those highlighted in the article are the roles of contract and competition law in relation to the concepts of “good faith and recognized commercial practice”, the ECJ’s excessive reliance on FRAND commitments, the procedural and substantive aspects of FRAND determination and FRAND-compliant conduct, the exact consequences of FRAND violations, and the potential future role of SSOs.
  • Available at SSRN

Verletzung der Informationspflicht aus § 477 BGB bei Internetkäufen – die Rechtsnatur von eBay-Offerten ist wieder im Fokus, Juristische Rundschau 8 (2015), 405 - 411. DOI

Conditional Rebate Schemes and the More Economic Approach: Back to the Future?, IIC 46, 2 (2015), 203 - 211 ( Julia Molestina). DOI

  • In 2009, The EU Commission’s priority notice (guidance paper) appeared to introduce a new era in the treatment of price-related exclusionary conduct. Being an implementation of the more economic approach the “as efficient competitor” test (hereinafter “AEC test”) entered the stage as the relevant yardstick for assessing conditional rebates. Recently, the European courts have ruled on conditional rebates in Tomra and Intel. Beyond assessing the specific facts at hand, the General Court and the Court of Justice took a stand on the application of the more economic approach to abusive rebates by dominant firms. This article will analyse these rulings and their potential impact on the treatment of rebates under EU competition law.

Reverse payment settlements – US-Rechtslage und die Antwort des europäischen Kartellrechts, Zeitschrift für Wettbewerbsrecht 1 (2014), 83 - 101.

Standardsetzung und Patentmissbrauch – Schlagkraft und Entwicklungsbedarf des europäischen Kartellrechts, GRUR Int 63, 1 (2014), 1 - 17.

Von eDate zu Wintersteiger – Die Ausformung des Art. 5 Nr. 3 EuGVVO für Internetdelikte durch die Rechtsprechung des EuGH, GRUR Int 62, 1 (2013), 19 - 27.

Sustainable Investments by Foundations from a Legal Perspective, Successio: Zeitschrift für Erbrecht; Nachlassplanung und -abwicklung 2013, 98 - 100 ( Dominique Jakob).

New Law on Reverse Payment Settlements - The Agenda for Courts and the Legislature After the Supreme Court’s Actavis Ruling, Tulane Journal of Technology & Intellectual Property 16 (2013), 105 - 140.

Unsettling news for reverse payment settlements - The Supreme Court’s Actavis ruling overturns the "scope of the patent-test", European competition law review 34 (2013), 523 - 527.

Collateralizing IP licenses - present deficiencies and proposals for reform, AIPLA quarterly journal 41 (2013), 423 - 466.

Patents on standards - highwaymen in the ambush or driving force for innovation, Seoul Law Journal 2012, 759 - 779.

Vom Stiftungszweck zur Anlagestrategie - stiftungsrechtliche Überlegungen zu nachhaltigen und verantwortlichen Investitionen von Stiftungen, Stiftung & Sponsoring 6 (2012), 26 - 28 ( Dominique Jakob).

Der Trust in der Schweizer Nachlassplanung und Vermögensgestaltung, Archiv für die juristische Praxis 7 (2010), 855 - 886 ( Dominique Jakob).


Peter Chrocziel; Boris Kasolowsky; Robert Whitener; Wolrad Prinz zu Waldeck und Pyrmont: International Arbitration of Intellectual Property Disputes – A Practitioner’s Guide, C. H. Beck, München 2017. XIII, 184 S., ISBN 978-3-406-69421-9, GRUR 119, 7 (2017), 679 - 680.

Daryl Lim, Patent Misuse and Antitrust Law – Empirical, Doctrinal and Policy Perspectives, Edward Elgar, Cheltenham/Northampton 2013. 512 S. ISBN: 978-0-85793-017-0, IIC 45, 8 (2014), 1007 - 1009. DOI

Standardessentielle Patente, FRAND-Verpflichtungen und Kartellrecht – Standard Essential Patents, FRAND Commitments and Competition Law. Nomos, Baden-Baden 2013, 321 S., ISBN 978-3-8487-0429-3, GRUR Int 62, 8/9 (2013), 856 - 858.

Research Papers

Patent Assertion Entities and Legal Exceptionalism in Europe and the United States, a Comparative View (Max Planck Institute for Innovation & Competition Research Paper, No. 17-11), 2017, 8 ( Jorge L. Contreras).

  • Patent assertion entities are playing an increasing role in patent policy and patent litigation, both in the U.S. and Europe. Analyzing the resulting case law, mainly in the SEP/FRAND context, this article shows similarities as well as differences in the approaches taken by U.S. and EU courts.
  • Available at SSRN


Comments of the Max Planck Institute for Intellectual Property, Competition and Tax Law on the Draft Commission Block Exemption Regulation on Research and Development Agreements and the Draft Guidelines on Horizontal Cooperation Agreements, 2010, 28 ( Alfred Früh et al.).